History
Starting out as a regulator, I left for private practice to assist broker dealers and startups with everything from corporate legal to securities compliance. Since my start in the private sector, I have evolved the firm to work on alternative billing, meaning I eliminated the billable hour.
Specialties
Element 79 Law focuses on Broker-Dealer and Fintech startups. For BD's compliance needs, this includes everything from the formation of a BD through a regulatoy onsite exam. For Fintech companies this starts with formations and includes growing the company by raising money through private placements.