Northern Lights Distributors, LLC is a leading broker-dealer based in Hauppauge, NY, specializing in mutual fund distribution. With a strong emphasis on compliance, they provide their fund clients with expert guidance in navigating the complex landscape of State, Federal, and FINRA regulations. Through their extensive network of established selling agreements, they assist clients in forging industry partnerships with various financial intermediaries, including wire houses, independent broker-dealers, banks, and trust companies. Their collaborative approach and industry affiliations enable them to connect clients with marketing, public relations, web, and media experts, empowering them to optimize their distribution efforts. As a trusted partner, Northern Lights Distributors offers a high touch service, assigning each client a dedicated Compliance Specialist to ensure adherence to regulatory requirements. Their team also provides valuable support in executing intermediary selling agreements, offering guidance on costs and engagement criteria. With a commitment to excellence, Northern Lights Distributors leverages their expertise and industry connections to help fund clients successfully navigate the distribution universe and maximize their market reach.Generated from the website

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